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IPO

Prospectus & subscription

The full registration statement and prospectus are published on the Thai SEC website.

Thai SEC logo
Registration statement & draft prospectus (full version)16 Jul 2026Document language: TH(opens the Thai SEC website in a new tab)
View on SEC website ↗
01

Risk factors at a glance

A summary of 9 key risk factors in 3 groups. This list is not exhaustive; please read the full risk factors in the prospectus (section 2.2.2) before making any investment decision.

  • 7Business risks
  • 1Holding-structure risk
  • 1Risks of investing in the shares
  • 01MarketsBusiness risks

    Economic and capital-market volatility

    In volatile markets, investors may hold back or redeem fund units, which affects assets under advice and fund-brokerage revenue.

  • 02CompetitionBusiness risks

    Intense competition in brokerage

    Banks, securities firms and digital platforms compete on fees, products and user experience, which may affect market share and margins.

  • 03RegulationBusiness risks

    Changes to tax-incentive fund rules

    If the tax benefits of ThaiESG, SSF or RMF funds change, demand for these funds may fall and affect the Company's revenue.

  • 04TechnologyBusiness risks

    System outages and cyber threats

    Most services run online. Outages, cyber attacks or data leaks could disrupt services, erode customer trust and affect compliance with personal data protection law.

  • 05Fund returnsBusiness risks

    Revenue linked to mutual fund returns

    Fee revenue is based on the net asset value of the funds clients hold. When fund returns fall, asset values and revenue may fall with them.

  • 06PartnersBusiness risks

    Reliance on business partners

    Services rely on cooperation with asset management companies, banks and securities firms. If these partnerships change or end, the product range and revenue may be affected.

  • 07PeopleBusiness risks

    Reliance on management and specialist staff

    Growth depends on senior management, the strategist team and technology staff. Losing key people could affect operations.

  • 08Holding structureHolding-structure risk

    Cash flow depends on subsidiary dividends

    The Company operates through its subsidiaries, so its ability to pay dividends to shareholders depends on their performance and dividend payments.

  • 09SecuritiesRisks of investing in the shares

    Price, liquidity and listing

    The shares have not traded on an exchange before. The price may be volatile or fall below the offer price, liquidity may be limited, and the listing is not yet certain.

02

Subscription

Subscription details will be announced once pricing (book building) is complete.

Offer price
[To be announced]
Subscription period
[To be announced]
Subscription channels
[To be announced]

Steps at a glance

  1. Read the prospectus

    Read the full prospectus at www.sec.or.th

  2. Prepare documents

    Prepare the documents and account required by the underwriters' subscription channels

  3. Subscribe

    Subscribe within the subscription period

  4. Await allocation

    Await the allocation results and any refund, per the terms of the prospectus

View the underwriters

Important: This section is only a summary of the offering, characteristics, and risks of the securities. Investors must read the full registration statement and prospectus published on the Thai SEC website (www.sec.or.th) before making any investment decision.